Sample Securities Trader Resume

Posted in Trader Resume Examples

David Spencer
1588 Don Jackson Lane
Avoca, MI 48006

Job Objective To obtain a job as Securities Trader in which my abilities will be an asset to company.

Highlights of Qualifications:

  • Remarkable experience in selling stocks and bonds in securities market.
  • Deep knowledge on investments and operations
  • Huge knowledge of securities back office operations.
  • Exceptional ability to maintain relationship with various groups
  • Immense ability to work in fast pace environment
  • Good communication skills in both forms
  • Amazing skills to administer multi system IT processes
  • Ability to provide customer services for securities trading
  • Ability to maintain customer accounts

Professional Experience:

Securities Trader
Barnett & Company, Inc., Avoca, MI
August 2007 – Present


  • Evaluated all process distribution requests from various accounts.
  • Coordinated with customers for all market color and commentary.
  • Assisted in negotiation with securities trader for competitive rates.
  • Managed borrowing of scurrilities with clients in all market.
  • Facilitated in trading strategies and maintained prime services for clients.
  • Ensured compliance to all regulations for organizations.
  • Maintained knowledge of all products and provide technical assistance.
  • Analyzed customer requirement and provide appropriate response.

Securities Trader
MassMutual Financial Group, Avoca, MI
May 2004 – July 2007


  • Developed new products for companies and exchanges.
  • Monitored international developments for all rates in securities market.
  • Managed all securities institution for various trade activities.
  • Administered counter party requests for exchange units and trusts.
  • Evaluated new account forms and enter all back office systems.
  • Reviewed all transfers for appropriate systems on everyday basis.
  • Monitored brokerage accounts and assists in deposit of client funds.
  • Gathered reports and complete all paperwork for processing activities.


Bachelor’s Degree in Business
Trinity University, San Antonio, TX

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