Sample Stock Broker Resume

Posted in Broker Resume Examples

George Torres
3290 Stanton Hollow Road
Acton, MA 1720
(222)-954-7115
[email]

Job Objective Seeking the opportunity to utilize my skills as an experienced Stock Broker while helping company excel and meet long-term goals.

Qualifications:

  • Extensive experience with online brokerage industry
  • Outstanding knowledge of financial and stock market trading business
  • Familiarity with financial derivatives (credit, interest rate, and futures)
  • Sound knowledge of International stock purchase and equity plan design and administration
  • Good knowledge of securities processing and financial markets
  • Solid understanding of DFM/ADX regulations and compliance
  • Proficient with Equity Edge software, FAS123R and stock administration software
  • Ability to manage multiple tasks, priorities and deadlines.
  • Excellent writing skills, strong verbal and interpersonal communication skills

Experience:

Stock Broker, August 2005 – Present
Scottrade, Inc., Acton, MA

  • Established and maintained new accounts.
  • Executed trades for customers requested via walk-in and over the phone.
  • Provided stock quotes and news to customers.
  • Accepted customer checks and stock certificates.
  • Followed up on pending ACATS transfers.
  • Handled customers inquiries related to website and assisted customers when the internet is down.
  • Educated customers as to the workings of the market.

Stock Broker, May 2000 – July 2005
Axa Equitable, Acton, MA

  • Developed and maintained client base.
  • Updated client’s plan and acquired new clients on an ongoing basis.
  • Determined changes in client’s financial status.
  • Provided knowledgeable, objective equity and fixed income guidance and customized strategies to consumer.
  • Worked with margin accounts, give buying power, and balances.
  • Followed up on leads from potential customers.

Education

Bachelor’s Degree in Finance, Oglala Lakota College, Kyle, SD

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