Sample Stock Broker Resume

Posted in Broker Resume Examples

George Torres
3290 Stanton Hollow Road
Acton, MA 1720

Job Objective Seeking the opportunity to utilize my skills as an experienced Stock Broker while helping company excel and meet long-term goals.


  • Extensive experience with online brokerage industry
  • Outstanding knowledge of financial and stock market trading business
  • Familiarity with financial derivatives (credit, interest rate, and futures)
  • Sound knowledge of International stock purchase and equity plan design and administration
  • Good knowledge of securities processing and financial markets
  • Solid understanding of DFM/ADX regulations and compliance
  • Proficient with Equity Edge software, FAS123R and stock administration software
  • Ability to manage multiple tasks, priorities and deadlines.
  • Excellent writing skills, strong verbal and interpersonal communication skills


Stock Broker, August 2005 – Present
Scottrade, Inc., Acton, MA

  • Established and maintained new accounts.
  • Executed trades for customers requested via walk-in and over the phone.
  • Provided stock quotes and news to customers.
  • Accepted customer checks and stock certificates.
  • Followed up on pending ACATS transfers.
  • Handled customers inquiries related to website and assisted customers when the internet is down.
  • Educated customers as to the workings of the market.

Stock Broker, May 2000 – July 2005
Axa Equitable, Acton, MA

  • Developed and maintained client base.
  • Updated client’s plan and acquired new clients on an ongoing basis.
  • Determined changes in client’s financial status.
  • Provided knowledgeable, objective equity and fixed income guidance and customized strategies to consumer.
  • Worked with margin accounts, give buying power, and balances.
  • Followed up on leads from potential customers.


Bachelor’s Degree in Finance, Oglala Lakota College, Kyle, SD

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