Study and learn SEC and NASD guidelines for existing registered accounts.
Report and conduct calculations to supervise client accounts along with transactions verification.
Provide service inquiries from clients and conduct account maintenance along with financial transactions.
Maintain existing and precise fee accounting generated every month with subsequent reporting.
Attain all productivity, schedule adherence, quality, attendance and code of conduct targets.
Provide required information to clients and recommend on sale or purchase financial services, securities and investment plans.
Provide suggestions on financial dealings based on professional publications review and financial literature.
Attain complete and thorough knowledge of financial securities market and other services in industry.
Complete sales order tickets as well as submit relevant tickets to assist personnel to process client requested transaction.
Ensure to process literature requirements received from prospective and existing shareholders.
Involve actively in selling real estate, insurance and securities.
Develop and execute financial plans.
Identify apt funds on basis of inquiries from potential and existing shareholders.
Evaluate shareholder accounts data to provide accurate details and relative effective solutions.